UAE SCA Forex Broker License

Applying For a SCA Forex License in UAE – Key Takeaways

  • The UAE SCA is one of several local regulators in UAE
  • The Securities and Commodities Authority (SCA) has issued 5 license types
  • Category 5 is the most popular license type at the moment
  • A minimum of 500k AED is needed for SCA regulation
  • Local office and staff are required

How to get a SCA License in UAE? – Step-by-Step Application Process

    1. Initial Consultation: Review your business plan, corporate structure, and target services with our licensing experts.
    2. Company Incorporation: Form a UAE onshore or free‑zone entity aligned with SCA requirements.
    3. Document Preparation: Compile your governance manuals, KYC/AML policies, financial projections, and compliance frameworks.
    4. Application Submission: File your license application through the SCA portal, including paid‑up capital proof and director details.
    5. Regulatory Review: Respond promptly to any SCA clarification requests during the evaluation period.
    6. License Issuance: Obtain your official SCA license and satisfy any post‑approval conditions.
    7. Bank Account Setup: Establish a UAE corporate bank account to handle client funds and operational capital.

UAE SCA License Categories Explained

License Category Description
Category 1: Securities Trading For companies engaged in buying, selling, or trading securities such as stocks and bonds within UAE markets.
Category 2: Investment Management Covers portfolio management, operating investment funds, and offering wealth-building strategies.
Category 3: Custody, Clearing & Registration Applicable to firms providing clearing, settlement, and safekeeping of securities transactions and ownership records.
Category 4: Credit Rating For businesses offering independent credit assessments of corporations and financial instruments.
Category 5: Advisory & Arrangement Ideal for financial advisors and consultants who structure deals or provide investment guidance.

Looking to Obtain a Prop Trading License?

Prop trading firms are able to obtain licensing under Category 5. In addition to forex & CFD licensing, Atomiq Consulting can also assist with prop trading regulation. Contact us to learn more!

Apply for an SCA License Today with Atomiq Consulting! 

Atomiq Consulting specializes in forex & CFD regulation in the United Arab Emirates. To learn more about the license application process, ongoing charges, and address any other questions related to a forex broker license in UAE, don’t hesitate to contact us.

     



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